A. Vessel documentation is a national form
of registration. It is one of the oldest functions of Government, dating
back to the 11th Act of the First Congress. Documentation provides
conclusive evidence of nationality for international purposes, provides for
unhindered commerce between the states, and admits vessels to certain
restricted trades, such as coastwise trade and the fisheries. Since 1920,
vessel financing has been enhanced through the availability of preferred
mortgages on documented vessels.
Q. WHAT
VESSELS MAY BE DOCUMENTED?
A. A vessel must measure at least five net
tons and, with the exception of certain oil spill response vessels, must be
wholly owned by a citizen of the U.S.
Vessels of five net tons or more used in
fishing activities on navigable waters of the U.S. or in the Exclusive
Economic Zone (EEZ), or used in coastwise trade must be documented unless
the vessel is exempt from documentation. Coastwise trade is generally
defined as the transportation of merchandise or passengers between points in
the U.S. or the EEZ. In addition, towboats operating between points in the
U.S. or the EEZ or between the EEZ and points in the U.S. and dredges
operating in the U.S. or the EEZ must be documented.
A. Citizenship is
established by completion of form CG-1258. In addition to individuals,
corporations, partnerships, and other entities capable of holding legal
title may be deemed citizens for documentation purposes. Corporations must
be registered in a state or the U.S; the chief executive officer and
chairman of the board of directors must be U.S. citizens, and no more than a
minority of the number of directors necessary to constitute a quorum may be
non-citizens. In addition, at least 75% of the stock must be vested in U.S.
citizens for a coastwise or fisheries endorsement.
Q. HOW
DO I KNOW IF MY VESSEL MEASURES FIVE NET TONS?
A. Net tonnage is a measure of a vessel's
volume. It should not be confused with the vessel's weight,
which may also be expressed in tons. Most vessels more than 25
feet in length will measure five net tons or more.
A. Vessels that do not operate on the
navigable waters of the U.S. or in the fisheries in the EEZ, are exempt from
the requirement to be documented. Also exempt are Coastwise qualified,
non-self-propelled vessels used in coastwise trade within a harbor, on the
rivers or lakes (except the Great Lakes) of the U.S. or the internal waters
or canal of any state.
A. Yes. A Certificate of Documentation may
be endorsed for fishery, coastwise, registry, or recreation. Any documented
vessel may be used for recreational purposes, regardless of its endorsement,
but a vessel documented with a recreational endorsement only may not be used
for any other purpose. Registry endorsements are generally used for foreign
trade.
Q. WHAT
ARE THE REQUIREMENTS FOR DOCUMENTATION?
A. The basic requirements for documentation
are to demonstrate ownership of the vessel, U.S. citizenship, and
eligibility for the endorsement sought.
A. If the vessel is new and has never been
documented, ownership may be established by submission of a Builder's
Certification (Form CG-1261), naming the applicant for documentation as the
person for whom the vessel was built or to whom the vessel was first
transferred. Also acceptable are a transfer on a Manufacturer's Certificate
of Origin, a copy of the State Registration or Title, or foreign
registration showing that the applicant owns the vessel.
In the case of a previously owned vessel,
the applicant must present bills of sale, or other evidence showing transfer
of the vessel from the person who last documented, titled, or registered the
vessel, or to whom the vessel was transferred on a Builder's Certification
or Manufacturer's Certificate of Origin. If title was transferred by some
means other than a bill of sale, contact the NVDC for assistance.
A. Evidence that a vessel was built in the
U.S. is required for a vessel which is to be used in the fisheries or
coastwise trade. Build evidence is normally established by submitting a
Builder's Certification on form CG-1261. That form must be completed by the
person who constructed or oversaw the construction of the vessel or an
official of the company that built the vessel who has examined the records
of the company to determine the facts of build.
A. Documented vessels do not display their
official numbers on the outside of the hull, but are identified by the name
and hailing port. The application for documentation must include a name for
the vessel composed of letters of the Latin alphabet or Arabic or Roman
numerals and may not exceed 33 characters. The name may not be identical,
actually or phonetically, to any word or words used to solicit assistance at
sea; may not contain or be phonetically identical to obscene, indecent, or
profane language, or to racial or ethnic epithets. Once established, a
vessel's name may not be changed without application, fees, and the consent
of the Director, National Vessel Documentation Center. There is no rule
against duplication of names for documented vessels, so hailing ports are
helpful in identifying vessels.
- A. The official number assigned to
documented vessels, preceded by the abbreviation "NO." must be
marked in block-type Arabic numerals at least three inches high
on some clearly visible interior structural part of the hull. The number
must be permanently affixed so that alteration, removal, or replacement
would be obvious and cause some scarring or damage to the surrounding
hull area.
- A. The name and hailing port of a
recreational vessel must be marked together on some clearly visible
exterior part of the hull. The vessel name of a commercial vessel must
also be marked on the port and starboard bow and the vessel name and the
hailing port must also be marked on the stern. All markings may be made
by any means and materials that result in durable markings and must be
at least four inches in height, made in clearly legible letters
of the Latin alphabet or Arabic or Roman numerals. The "hailing
port" must include both a place and a State, Territory, or
possession of in the United States. The state may be abbreviated.
A. The name and/or hailing port may be
changed by filing an application for change on form CG-1258 with the
appropriate fees. If your vessel is subject to a mortgage of record, you
must obtain permission from the mortgagee on form CG-4593.
A. Many vessels have more than one owner.
To make sure that the right person gets mail concerning the vessel, one must
be designated as the managing owner.
A. A preferred mortgage is a mortgage which
is given status as a maritime lien. As such it enjoys a certain priority in
the event of default. In addition, the Coast Guard is prohibited from making
certain changes in documentation including, but not limited to, change of
vessel ownership, name, and hailing port without consent of the mortgagee.
For this reason many financial institutions require vessels which are
eligible for documentation to be documented and to have preferred mortgages
recorded against them.
A. You may obtain an Abstract of Title
which will show all bills of sale, mortgages, and notices of claim of lien
filed and recorded by the Coast Guard. You may request the Abstract by fax
if you pay by credit card or may mail your request with the appropriate fee
to the NVDC. To get accurate information you must supply the name and
official number of the vessel.
A. No, all documented vessels must comply
with the laws of the state in which they are operated. The vessel's document
must be shown to state law enforcement personnel upon their demand. States
may require documented vessels to be registered (but not numbered) and to
display state decals showing that they have complied with state
requirements.
A. Documentation of your vessel does not
cover the vessel's tender or dinghy. These craft fall within the
jurisdiction of the motorboat numbering laws of the state of principal use.
Please contact your state agency that handles the registration or numbering
of motorboats for further information
Q. WHAT
HAPPENS WHEN I SELL MY DOCUMENTED VESSEL?
A. When the sale is finalized you may
complete a U.S. Coast Guard Bill of Sale (CG-1340) or complete the “Sale
or Transfer of Vessel” section on the reverse of the Certificate of
Documentation (CG-1270). Documentation forms, fee schedules, and
instructions are available for downloading on this web site. If there is an
outstanding mortgage, the mortgagee ( lender) should complete a Satisfaction
of Mortgage. The vessel cannot be removed from documentation with an
outstanding mortgage.
A. A Certificate of Documentation is valid
for one year from the date of issue, providing there are NO CHANGES other
than a change of owner's address. The Certificate must be renewed on
an annual basis. Even though it is up to the owner to assure the document
does not expire, the Coast Guard will send a Notice of Renewal to the
managing owner approximately 45 days prior to expiration. There is no fee
for the yearly renewal. See the instruction letter Renewal of Certificate of
Documentation elsewhere at this site regarding renewal procedures.
A. NO. An Application for Replacement
(CG-1258) must be filed along with a $50.00 fee. If the lost document has
already expired it must be exchanged. The fee would then be $84.00 plus
applicable endorsement fees.
A. NO, simply sign, date and return the
Renewal Notice even if your address has changed. Please note the address
change. You will receive a new certificate that shows your new address.
A. NO. Ownership changes require that the
Certificate be exchanged and accompanied by an Application (CG-1258), fees
and other submissions to support the changes.
A. A vessel may be deleted from
documentation upon the request of the vessel owner or an authorized agent on
behalf of the owner. The request must be in writing and is to include the
vessel’s official number. The original Certificate of Documentation (COD)
is to be returned by the owner named on the certificate.
The information provided in this
pamphlet is for general guidance only and is not an exhaustive treatment of
vessel documentation requirements. For specific questions, please contact
the National Vessel Documentation Center.
Although most transactions require
submission of processing fees, specific fee information is not provided in
this pamphlet because fees are subject to change.